The Senior Managers and Certified Persons Registers allow you to manage the following:
- Assign Senior Management Functions (SMFs)
- Include Other Conduct Rules (OCR) staff in the Certified Person Registers
- Assign Prescribed Responsibilities (PRs) & other responsibilities as appropriate
- Maintain up-to-date Statements of Responsibility (SoR) & handover notes
- Generate Responsibilities Maps
- Access comprehensive individual profiles including records of training, attestations, FPQ, CMQ & breaches
- Keep a comprehensive log of all assignments and changes
- Generate regulatory references
- Conduct fit and proper assessment and certification
- Keep a comprehensive log of all assignments and changes
- Create alerts for upcoming tasks and potential compliance gaps
- Create alerts for annual re-certification
The SMCR 360 technology solution incorporates both registers but also other tools demonstrated by the diagram below.
If you have purchased the SMCR 360 or just the SMCR Register you can find the guide and articles of how use the registers here
For for information or to book a demo go to Skillcast: 360 Compliance Toolkit
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